asset business operators shall seek approval from two authorized persons. In case of a withdrawal or transfer at an amount of 50 million baht or more, another independent authorized person is required to
aided and abetted Devere & Partners and Mr. Ian McIntyre by allowing them to use the name and email of Broadgate for undertaking such unlicensed business.Actions of the three persons above violated
operators and related persons as follows: (1) Seandar Inc. (or Seandar, Seandar Limited, Seandar Inc. Limited, Seandar (Asia) Ltd., Seandar Europe, Seandarfx) and Matthew Christensen for operating unlicensed
} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to
) We, [Name of the juristic person or non-juristic group of persons in Thai and English], …………………………………………………………………………………………………………………………………….………………..……… having an office at
Exchange (cont.) 6/10 Amendments Details 3.3 Composition of the board of directors of the SET and appointment procedure Board of directors of the SET (11 persons) composes of: • not more than six persons
Mr. Somchai Chaisrichawala From September 13 to November 16, 2006, Somchai Chaisrichawla colluded with other person, in using Somchai?s and other persons? securities trading accounts to continuously
Miss Chaninan Luangwaykin From September 13 to November 16, 2006, Miss Chaninan Luangwaykin colluded with Somchai Chaisrichawla in using Somchai?s and other persons? securities trading accounts to
Mr. Prasong Suviwattanachai Mr. Prasong Suviwattanachai as the owner and beneficiary of 14 securities trading accounts of foreign juristic persons opened at UOB Kay Hian Private Ltd. and EFG Private
management of the private fund, using knowledge and competence as a professional. The securities company shall enter into a written agreement with a person or a group of persons who has authorized the