, accounting and finance system, IT system, water and cleaning services (fees are varied by actual consumption). Pricing Criteria: Fee is calculated from cost of system and personnel plus margin, which is
. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors Qualifications of Applicants for
Approval of independent professionals Quarter 2/2023 2 Number of active personnel in securities and derivatives businesses 2022 Last updated on 20 September 2023
. 8/2557 Re: Rules on Personnel in the Capital Market Business Qualifications of Applicants for Approval of Capital Market Investment Analyst on Fundamental Factors Qualifications of Applicants for
The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory Board's Notification No. Tor Lor Thor 8/2557 Re Rules on Personnel in the Capital Market
the ethical requirements element? Note: The definitions of 'staff' or 'personnel' in this questionnaire shall include all relevant staff of the audit firm, such as the firm's employees, network provider
member. The programs could be conducted in various forms such as seminars, study visits, secondment (recruiting Cambodian personnel to work at the SEC) or on-the-job training. In addition, the two
) preparation of the service agreement in respect of, for example, scope of conditions of service provision, customer’s rights, source of investment strategy; 3) availability of the appropriate personnel to
demonstrate high-standard qualifications including financial readiness, personnel and operating systems. The operations of successful applicants should comply with related international standards such as the
the key issues include competent personnel, professional code of conduct, effective risk management and sound financial condition.? ?Take client acceptance process, for example. It must cover the know