to the penalties under Section 296 of the Securities and Exchange Act of 1992. He was subject to a criminal fine penalty. Given that the benefit he had received was lower than the minimum fine of
lawsuit against Surin in the Civil, pressing for civil sanctions with the highest legal penalty. SEC has sought the Court’s ruling to require Surin to pay a civil fine, compensate the benefits received
) under consideration, the penalty already served, the impacts, damage or benefits generated, rectification or other actions benefiting or hindering SEC’s operation, and the record or other past behaviors
sanction proceedings against Apichart, Eng and Supanee requiring each offender to pay civil monetary penalty, disgorge the benefits of loss avoided from committing the offenses, and reimburse the SEC’s
committed an offense under the lawsuit of the plaintiff, and imposed civil sanctions, as follow: a civil penalty, a compensation at an equal amount to the benefit should have been received from committing the
subsequent mourning period to October 2017, Entertainment and promotional marketing decrease out of respect to the country beloved King and out of request from the Government along with a decrease in private
paragraph is added: ‘For the purpose of Article 46(1) of Directive 2006/43/EC, the public oversight, quality assurance, investigation and penalty systems for auditors and audit entities of the following third
penalized {B} by transferring her to perform duties unrelated to provision of services for sales of securities products from 25 December 2018 to 16 April 2020, which exceeded the penalty period imposed by
in Q2–2020 increased from Q1–2020 and Q2–2019. The reason is that in Q2–2020, the Company received revenue from sales promotion from suppliers and reversed penalty on project delay that were fined in
market Statement of financial position From the Notes to interim consolidated financial statements, On October 6, 2017, the Customs Department assessed a penalty of approximately Baht 120 million against