could influence the client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case of {C
responsibility could influence the client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case
client’s investment decision. She also gave inaccurate information related to the fund’s net asset value (NAV), redemption price and offer price to the client; (3) In the case of {C https://www.sec.or.th
the SET 5. Other criteria Criteria for authorizing IPO The past five years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important
documents in full according to the procedures specified in the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the
measurement Preparation of financial reports of mutual fund Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of
กองทุน การวัดผลการดำเนินงาน การจัดทำงบการเงินของกองทุนรวม การกำหนดหลักเกณฑ์เพิ่มเติม การคำนวณและประกาศมูลค่าทรัพย์สิน (NAV) การดำเนินการกรณีมูลค่าหรือราคาหน่วยลงทุนไม่ถูกต้อง (Incorrect Pricing) การขายและ
announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme