any legal entity licensed to undertake finance or commercial banking business. “electronic data”1 means statements that are created, sent, received, stored or processed through electronic procedures
Entities in order to Ensure Confidence of the Investing Public ■ Supervision of Market Intermediaries ■ Inspection of Listed Companies and Market Intermediaries ■ Regulation and Law Enforcement G OA L 4
Exchange Commission (SEC) urges digital asset business operators to give priority to cybersecurity and to assign a responsible person to oversee this matter to ensure continuity of service provision and
Investment Banking Business Division Capital Markets Business Division World Business Group Central Treasury Department – Finance and Control Division Internal Audit Internal Audit Department - Compliance and
obligation of the SEC as prescribed by the Securities and Exchange Act. The SEC has the responsibility to issue rules and regulations, ensure compliance and pursue enforcement in case of violations. Despite
in ASEAN.This initiative will facilitate ASEAN capital markets in tapping green finance to support sustainable regional growth and meet investor interest for green investments and is part of the ACMF's
Today, Prime Minister and Minister of Finance, Mr. Srettha Thavisin, has presided over the opening of the SEC Strategic Plan seminar and delivered a keynote address on the topic, “Policies and
of Finance. Since 2018, three types https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund
from the Minister of Finance. Since 2018, three types https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service