Mr. Timothy Lock Mr. Timothy Lock colluded with PFS International Consultants Co., Ltd. (“PFS”) and other alleged offenders in soliciting several foreign residents to use services and advice of PFS

under Section 289. This case is in the process of inquiry by the inquiry official. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 21/03/2016

and long-term returns. This case is in the process of inquiry by the inquiry official. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 21/03/2016

long-term returns. This case is in the process of inquiry by the inquiry official. SEC Act S.301 Criminal Complaint Filed with an Inquiry Official Dated 21/03/2016

Polaris Caital PCL. Bangkok, March 28, 2016 – The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against (1) News Network

News Network Corporation PCL. Bangkok, March 28, 2016 – The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against (1) News

Mr. Siwasit Sainumphung Bangkok, March 28, 2016 – The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against (1) News Network

Office. This case is in the process of civil sanctions. SEC Act S.241 Criminal Complaint Filed with an Inquiry Official Dated 16/03/2016

Office. This case is in the process of civil sanctions. SEC Act S.241 in conjunction with Section 86 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 16/03/2016

Ms. Paweena Laowiwatwong Ms. Paweena Laowiwatwong, president and chairman of the executive board of The Union Mosaic Industry Public Company Limited (UMI), agreed or conspired with twelve other