, Kathu District, Phuket Province (client) dated 16 July 2012 with period of 30 years and Ultra filtration and RO plant and other assets used in the business of WOG ITR are as follows: WIIK & HOEGLUND
and Exchange; “Stock Exchange” means the Stock Exchange of Thailand according to the Law on Securities and Exchange; “beneficial owner of derivatives traded by a client” means: (1) an owner or co-owner
กรณีที่บริษัทหลักทรัพย์ไม่สามารถดำเนินการรู้จักลูกค้าและตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้าได้ในสาระสำคัญ (3) การรู้จักลูกค้าและการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (know your client
INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2020 SECURITIES AND EXCHANGE COMMISSION, THAILAND Contents Executive Summary 01 04 08 15 28 58 62 70 47 Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Summary of Audit Inspection Results A. Firm-Level B. Engagement-Level Root Cause Analysis Framework and Focuses in 2021 Essential Statistics Auditing Landscape in Thailand Executive Summary Over the past year, the Thai capital market experienced tremendous volatili...
สำคัญ (3) การรู้จักลูกค้าและการตรวจสอบเพื่อทราบข้อเท็จจริงเกี่ยวกับลูกค้า (knowyour client/client due diligence หรือ KYC/CDD) (4) 
would be evaluated before the acceptance of any non-audit services. One of the important tools used by several audit firms is the development and maintenance of databases for managing client lists
earlier cycles, with significant progress in two key elements of quality control: acceptance and continuance of client relationship, and human resources. On the individual audit engagement level, the
in Acceptance and Continuance of Client Relationships element, and Human Resource element fall into the ‘Very Satisfactory’ and ‘Satisfactory’ results, respectively. And no audit firms fall into the
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business ; “ client ” means user
function, internal audit, or risk management, in accordance with the Notification of the Capital Market Supervisory Board concerning Rules on Personnel in the Capital Market Business; “client” means user of