contain provisions related to the use of a nominee account or allowing one?s trading account to be used as such in the commission of a market misconduct offense. (2) Civil Penalties: The civil penalty is

Corruption programme ( Thai CAC ) under Thai Institute of Directors (as of July 25, 2023) are categorised into: companies that have declared their intention to join CAC, and companies certified by CAC. 4  The

Bangkok, September 29, 2014 ? The SEC and the Federation of Accounting Professions under His Majesty The King?s Royal Patronage (FAP) plan to launch a capacity building project to increase the number

undermine investor trust. The SEC, in collaboration with the Stock Exchange of Thailand (SET) and the Association of Thai Securities Companies (ASCO), has swiftly implemented a series of measures to mitigate

recently approved transfer of PVD to RMF to support long-term savings and investment of employees. The governing regulations amended by virtue of the Provident Fund Act (No.4) B.E. 2558 (2015) will come into

for the benefit of the operation (Translation) PAGE (Translation) -2- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

for the benefit of the operation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand

and the uncertainty of short-term investment returns. The waiver would also benefit JMT Plus as the company would be able to access JMART?s diverse customer bases, which could translate into a

, 2014.SEC Secretary-General Vorapol Socatiyanurak said, ?It is a great opportunity that Thailand has been trusted by OECD to host this event as financial illiteracy is prevalent in Thai society where over

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), gave a special lecture on the topic, “Financial Innovation and the Digital Capital Market,” to the