fundraising procedures and disparity of investment in each market. Along the way, we entered into mutual recognition agreements with regional peers, for example, the Memoranda of Understanding (MOU) on
the Commission anytime during business hours of any business day. c. The following documents are required as supporting documents for the application for the issuance of the ACMF Pass: i. Copy of the
is required to make to any person who purchased or redeemed investment units is less than 100 baht, the mutual fund management company may make a payment for the price compensation together with the
reviewing the adequacy of the internal control at least once a year. Extra revision may be necessary in case of any incidents which have significant impacts on the companies’ operations. Such assessment
required to report and disclose the information of this investment as Type 1 according to the Rule on the Acquisition or Disposal of assets and sending a circular notice to shareholders within 21 days from
or submitted to home regulator as required by law or regulations of the home regulator’s jurisdiction. In this regard, the CIS operator shall certify in writing that such information is similar to that
or submitted to home regulator as required by law or regulations of the home regulator’s jurisdiction. In this regard, the CIS operator shall certify in writing that such information is similar to that
, employs a proper internal control system, and establishes an efficient and effective risk management system. To perform such roles, the audit committee, therefore, needs adequate knowledge and understanding
; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to specify under Clause 18 (1) of
the appendix attached herein; (2) a person identified by a management company as a connected person in accordance with the nature of conflicts of interest which the management company is required to