}, capital market investment consultant, is suspended for two years; (2) {C}, securities investment consultant, is suspended for 18 months; (3) {D}, capital market investment consultant and investment
the SEA, i.e., imprisonment for up to two years or a fine not exceeding twice the amount of the benefits received or should have been received but not less than the minimum amount of 500,000 baht, or
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
committing the misconduct. Additionally, the SEC has banned {B} from holding the position of branch manager in charge of capital market business at the bank for two months. Following the complaints from
less than 10 million baht The number of independent directors at a minimum of one-third of the board of directors A minimum number of two Thai national directors (one of the two must be an
who retire upon expiration of their term in office may be re-appointed but shall not hold office for more than two consecutive terms; ë As a board member and Secretary, the SEC Secretary-General is
, Federation of Accounting Professions of Thailand under the Royal Patronage of His Majesty the King, for two consecutive terms Education • Bachelor of Accountancy, Chulalongkorn University • Certified Public
the two phases of issuing a bond or closing a loan: pre-issuance which need to be met for issuers seeking certification ahead of issuance, and post-issuance which need to be met by issuers seeking
the Education and Accounting Technology Committee, Federation of Accounting Professions of Thailand under the Royal Patronage of His Majesty the King, for two consecutive terms • Audit Subcommittee
to shed light on their real needs. Every coin has two sides, however. Technological advances have come with increasing cyber threats. The World Economic Forum ranked cyberattacks as among the world’s