information recording system with respect to derivatives trading, especially pre-trade information and post-trade information in order to support monitoring and examination after derivatives trading (audit
impacts from the relevant project(s). Such mitigants may include clear and relevant trade-off analysis undertaken and monitoring required where the issuer assesses the potential risks to be meaningful1
financial gaps and needs using internationally accepted instruments in order to identify target groups and policy areas to focus and to compare with countries in the region or internationally??Monitoring of
standardized protocol for monitoring and supervision of digital asset businesses, and to reduce the necessity for case-by-case data submission. Currently, some digital asset brokers, dealers and exchanges have
company must arrange to have a monitoring process for the allocation to comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc
Engagement with employees (all levels) and stakeholders • Integration with business values and KPIs • Adaptability to achieve the targets ( up to situations and target groups) • Monitoring progress
. Personally, I would be pleased and thankful for public monitoring, examination, and evaluation of my work as the SEC Secretary-General. All feedbacks and suggestions are welcomed as part of our mutual efforts
ensure that all holdings are in compliance with the ratio and requirements set out in this Notification. Such necessary measure shall include the establishment of a monitoring system for the holdings or
include (1) defining objectives*, (2) determining means to attain the objectives, and (3) monitoring, evaluating, and reporting on performance.** “Good corporate governance” involves not only building
and Audit Oversight > Monitoring on Financial Report of Business in Capital Market Regulations SHARE : Detail Content Financial reporting and audit oversight 3. Monitoring on Financial Report