trading transactions regularly. In case of doubtful authenthicity, investors should seek clarificatioin from the back office of such securities firm. It should be reminded also that money for trading
of human resources in financial and technology sectors to drive the innovations and bring back healthy society in year 2021 after COVID-19 pandemic. In this year event, participants will experience
account or the accounts of other parties involved as well as depositing certain amounts back into the accounts of other clients who had been her fraud targets earlier, and (4) counterfeited withdrawal
investment units in the portion yet to satisfy the minimum of 5 year investment.The said action was a violation of conditions prescribed by the Revenue Department, causing the client to pay back tax deductions
ทรัพย์ หรือ back office เพื่อที่จะได้รับบริการและหลักฐานจากบริษัทหลักทรัพย์ที่ถูกต้อง และเป็นการป้องกันไม่ให้เกิดช่องทางในการยุ่งเกี่ยวกับทรัพย์สินของผู้ลงทุนได้
assets as a tool to back money laundering. Moreover, certain types of digital assets are investment assets that require investors to study and thoroughly understand associated risks. The BOT therefore does
client. He then confirmed with the company?s back office that the revision he made was the client?s. His actions were deemed interfering with client?s assets in violation of Clause 14(2) of the
and expectation without having supporting information or documents to back up his claim were in contravention of the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended
selling expenses to revenue ratio was on the back of the expenses related to preparation for the planned listing to the Stock Exchange of Thailand. Administrative expenses In the three-month period ended