CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market Supervisory Board may, if appropriate, promulgate the notification
Securities Borrowing and Lending (Principal and Agent) (Non-Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation Company Name Website BOA BANK OF AMERICA NATIONAL ASSOCIATION http
derivatives agent; (3) person licensed to provide services as securities registrar, excluding persons licensed to provide services as securities registrar under the Notification of the Securities and Exchange
firm to perform duty as local intermediary in Thailand ( issued by Qualifying CIS Operator ) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the Qualifying CIS
of a brokerage firm to perform duty as local intermediary in Thailand (issued by Qualifying CIS Operator) [ ] 6. Evidence on the appointment of a local representative in Thailand as the agent of the
due to the current objects do not support future activities regarding (1) wholesale and retailing activities (2) domestic and oversea trading activities and (3) broker and agent activities, of chemical
). “derivatives business” means the undertaking to provide services as the following: (1) a derivatives broker; (2) a derivatives dealer; (3) a derivatives advisor; (4) a derivatives fund manager; (5) any other