establishment of the Sustainable and Responsible Investing Fund (SRI Fund). The regulations governing such fund are expected for completion within this year. “In addition, the SEC is ready to be the center for
; (3) Revising and consolidating 32 bond offering forms into 13; (4) Developing systems and revising the regulations on establishment and management of mutual funds and allowing filing of
No. Sor Thor. 37/2559 Re: Rules in Detail on Establishment of Information Technology System dated 12 September 2016; (6) Notification of the Office of the Securities and Exchange Commission No. Sor
dissemination of financial and investment knowledge materials on social media, establishment of learning centers, financial and investment skills competitions for youth and students, financial planning for
virtue of paragraph one and paragraph three of Clause 12 of the Notification of the Securities and Exchange Commission No. KorNor. 30/2547 Re: Rules, Conditions and Procedures for Establishment and
Board approves establishment of Green Investment Trust to support national sustainability goals and regulatory amendments to enhance trading orderliness measures SEC public hearing on draft ministerial
non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce SEC eases rules on establishment of audit committee of securities companies customers’ assets in its possession to have at least 2
under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order http://market.sec.or.th/public/idisc/en/Enforce SEC eases rules on establishment of audit committee of
prominent https://publish.sec.or.th/nrs/4685pe.doc -ร่าง- for Establishment and Management of Property Funds for Solving Financial Institution Problems ; (2) Notification of the Capital Market Supervisory
on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing