placing orders for several persons or through series of accounts in an undisclosed manner (omnibus account); (2) derivatives position limit of customer at any time; (3) derivatives position of customer that
investors or the home regulator, or has not failed to submit such information to investors or the home regulator. (2) have investment policy to invest in eligible asset type with investment limit in similar
Office to hold units in excess of the limit, but not to exceed fifty percent of the total units sold under the Notification of the Capital Market Supervisory Board concerning Rules related to Restriction
explained the procedure and measure on price risk management of investment, derivatives and products or underlying issues such as position limit, pricing model, method and frequency in the marking to market
, there shall be explained the procedure and measure on price risk management of investment, derivatives and products or underlying issues such as position limit, pricing model, method and frequency in the
) กำหนดฐานะสัญญาซื้อขายล่วงหน้าสูงสุดที่ลูกค้ารายใดรายหนึ่งอาจมีได้ ณ ขณะใดขณะหนึ่ง (single client total open position limit) รวมทั้งอัตราหรือมูลค่าหลักประกันที่ตัวแทนซื้อขายสัญญาจะเรียกจากลูกค้าสำหรับการมี
whose application for investment allotment has been submitted under Clause 9 when the unit value of the foreign ETF to be offered for sale remains within the limit of capital market transactions related