regulatory body to create and deliver value propositions to all sectors, leading the way towards enhanced capabilities and higher potential for all stakeholder groups. As for the SEC organization itself, it is
platform for the Thai capital market, SET has enhanced ease of accessing funding sources for the real sector and has also continuously promoted sustainability for inclusive growth. Therefore, the cooperation
of engagements with market participants on further developing the cross border offering of ASEAN collective investment schemes (CIS) to complement the recently enhanced ASEAN CIS framework.The ACMF
moving the whole ecosystem involving issuers, investors, disclosure of information, development of indices, capacity building, and enhanced inter-agency coordination.The Roadmap will reiterate the
opportunities to be part of the “Director Pool”, a platform that provides enhanced opportunities for both senior women executives and the corporates in the board member nomination process. The IOD is very
ทราบข้อเท็จจริงเกี่ยวกับลูกค้า (KYC/CDD) กระบวนการทำ KYC/CDD ให้เข้มงวดมากขึ้น (enhanced KYC/CDD) และกระบวนการสอบทานให้มีความรัดกุมและมีประสิทธิภาพเพียงพอที่จะทำให้ทราบถึงตัวตนที่แท้จริงของลูกค้าหรือ
and fund raisers, enhanced competitiveness of the Thai business and vibrant trading activities in the long run. 3. Streamlined cross-border transactions would encourage innovations of products and
program and offering of new shares to the public by the private sector. Mechanism for investors to protect themselves were also much enhanced with the introduction of the dispute settlement through
แนวทางของสมาคม enhanced KYC/CDD โดย identify & verify ตามแนวทางที่สมาคมกําหนด - รวบรวมขอมูลเพิ่ม - verify เพิ่มจากแหลงที่เช่ือถือได - การประเมินมาตรการ AML/CFT (กรณีลูกคาที่เปนสถาบันการเงินตางประเทศ
Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and