SHARE : SEC public hearing on draft amendment to approval for paperless filing of mutual funds Friday 8 November 2019 | No. 161 / 2019 Bangkok, 8 November 2019 – The SEC is seeking public comments on a
operation to further the sustainable development of the Thai capital market and the country at large. On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital
) Prohibit both Thai and foreign companies issuing shares for sale to the public and listed companies from operating business with the characteristics of investment company, except companies operating a
.” Ms. Gita Sabharwal, United Nations Resident Coordinator in Thailand, said: “Capital markets have a huge influence on the Thai economy and responsible investments premised on ESG are crucial to bottom
> Management of Mutual Fund > Authority of the SEC Regulations SHARE : Detail Content Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with
management of the same mutual fund management company by using such securities or other assets; (3) The mutual fund management company is unable to make a redemption payment in cash; (4) The
people do not have enough savings at their retirement. Evidently, over a half the members of the provident funds receive less than one million baht at the retirement. For a number of Thai people, despite
Governance Code 2017 Detail Content Concept 1. Objective of the Corporate Governance Code Over the past years, “corporate governance” has referred to a relationship structure and practice to foster
) assumes crucial roles starting from establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary
in the Thai capital market and beyond to invest in women, accelerate progress towards gender equality, and create a more just and sustainable future for all. -- For more information on the “Ring the