are to support businesses of different models; enhance competitiveness for the intermediaries; suit respective risk types of different business activities; lessen unnecessary burdens on the business
contract in a different manner from their normal practice while know or possessing inside information (Section 244) (1) Holder of securities exceeding five percent of the securities issuing company's
and in alignment with the specific characteristics and risks associated with different types of digital assets* while adhering to international guidelines and the practices of foreign regulators. The
track : Observation = 10 days if the terms and conditions are in line with the sample form provided by the SEC. = 30 days if the terms and conditions are different from the sample
the regulations on Exchange Traded Funds or ETFs to be on par with the international standards and to expand varieties of the funds in response to investors’ different needs. The notifications came into
Committee and/or Director of the Company that different from the Board of Directors opinion; The Company convened Audit Committee’s Meeting No.3/2017 on 11 August 2017 in order to consider such transaction
provide any service or limit scope of providing services. Clause 37 An intermediary shall review or adjust received information as prescribed in Clause 31 to be current at reasonable time or when it appears
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 16 Clause 37 An intermediary shall review or adjust received information as prescribed in Clause 31 to be current at
U City Public Company Limited (Registration No. 0107537000459) 21 TST Tower Soi Choei Phuang, Viphavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand T: + 662 273 8838 F: + 662 273 8858 www.ucity.co.th Ref. No. U.SET 019/2017 October 30, 2017 Subject: Entire business transfer of Unicorn Enterprise Company Limited, capital increase, issuance of the U-W3 Warrants and U-W4 Warrants, issuance and offering of the newly issued preferred shares to be issued and offered to the existing shar...