clients through a member of SET (4) brokerage, dealing or underwriting of debt securities and sukuk. “SET” means the Stock Exchange of Thailand; “unit” means an investment unit of a mutual fund, certificate
ก.ล.ต. ที่ 2/2560 2 พระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ในเรื่องธรรมาภิบาลกองทุน (fund governance) และการใช้สิทธิ์ออกเสียง (voting) 1.3.2. ปรับปรุงกลไกในการตรวจสอบดูแลการท างานของ บลจ. ให้มี
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
Land and Houses Bank Public Company Limited Land and Houses Fund Management Company Limited Land and Houses Securities Public Company Limited Land and Houses Advisory Company Limited On July 27
Land and Houses Bank Public Company Limited Land and Houses Fund Management Company Limited Land and Houses Securities Public Company Limited Land and Houses Advisory Company Limited On July 27
://www.set.or.th/set/memberinfo.do?id=33&language=th&country=TH http://www.set.or.th/set/memberinfo.do?id=33&language=th&country=TH http://www.set.or.th/set/memberinfo.do?id=48&language=th&country=TH http
. 2535; (11) The Ministerial Regulation Concerning Approval for Undertaking Securities Business in the Category of Mutual Fund Management B.E. 2545; (12) The Ministerial Regulation Concerning Approval for
would like to disclose information on the said transaction to the Stock Exchange of Thailand (“SET”) in accordance with the Acquisition or Disposal Notification as follows: 1. Date / Month / Year of the
Lending Code of Best Practice). The standards set by governing bodies in these respects should help inform their selection of fund managers and other agents. Governing bodies should be critical both in the
the monetary policy, at the meeting on December 24, 2019, the Bank of Thailand (BOT) revised the inflation target from a point target of 2.5% with a band of +/-1.5% which has been set since 2015 to a