benefits of a derivatives business operator or in connection with derivatives business in a position or a nature of work related to derivatives trading, solicitation or provision of advice relating to
: President The Stock Exchange of Thailand The Meeting of the Board of Directors of KGI Securities (Thailand) Public Company Limited (“the Company”) No. 6/2018, held on 8th November 2018, has approved the
policy. Sound management and careful oversight of clients? trading activities have helped prevent adverse impacts on clients, securities companies and the trading system. We have closely monitored and
ที่ - Translation - PorBor.061/2017 August 15, 2017 Subject: Clarification of operating results different from the same period last year more than 20% To: President The Stock Exchange of Thailand
emergency matters whereby procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to
procedures and responsible persons should be clearly prescribed; (3) Having staffs with approvals from the Office to contact, solicit or advise clients on derivatives trading, and to analyze value and
on derivatives trading, and to analyze value and appropriateness in trading derivatives trading, product or variables specified in derivatives contract whereby such analysis shall be distributed to
Ref: FS 12/2017 30 November 2017 Subject Notification of the preferred share acquisition of Box24 Company Limited To President and Managers The Stock Exchange of Thailand Forth Smart Service Public
of the Stock Exchange of Thailand Seamico Securities Public Company Limited and its subsidiaries (“The Company”) would like to report operating result that has been audited by our auditor for the
. Apparently, none of such information was submitted, except for the same document he submitted earlier to the Stock Exchange of Thailand (SET). Such document consists of 2 parts: the first covers his