debt securities have changed, and if such facts and circumstances had been known to the SEC Office prior to the approval of the offer for sale, the SEC Office might not have granted an approval for such

might affect its value and the risks it faces; assessing the effectiveness of the company’s governance and leadership; and considering the quality of the company’s reporting. Monitoring may involve

แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................

อกโดยไดรับ ความรวมมือจากบริษัทจดทะเบียนในตลาดหลักทรัพยตางประเทศ (“listed co.”) เพื่อมิให TCR เปนเครื่องมือ ในการระดมทนุ (raise fund) ของ listed co. นั้น รวมทั้งมใิหใช TCR เปนชองทางในการเลี่ยง

raising capital explicitly in advance and demonstrates clearly that the REIT does not have any objective to raise capital of the REIT other than what has already been specified [in the trust instrument

unauthorized physical access to the secure areas such as the data center, the backup site, and network equipment employed areas (i.e., floor switches or routers) that might cause damages to the organization’s

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...

the data center, the backup site, and network equipment employed areas (i.e., floor switches or routers) that might cause damages to the organization’s information and information processing facilities

of such suitability. It shall also provide basic advice to the client in order to raise the client’s awareness on the importance of asset allocation and determine investment proportion or enter into a

Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the