%B4%E0%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%... DRAFT CUSTOMER ASSET SECTION 31. 2 The provisions of this Division shall apply to derivatives agent licensed under Section 16. The Capital Market
public prosecutor, and the court will judge the case, respectively. ____________________ Note: * Cumulative voting is the method of voting which specifies that one shareholder shall have votes in a
derivatives for 24 months and from serving as director or executive in securities issuing companies or securities companies for 48 months.The civil sanction imposed by the CSC will take effect when the
will hold NDR’s ordinary shares for 20.31% of paid representative, Mr. Dato’ Marco Low Peng Kiat ( transaction equals to 510,920,000 THB more than 20,000,000THB and more than 3% of net tangible assets
amalgamation between SRT and GCT, the Company will hold shares in a new company resulted from the amalgamation (the “New Company”) at 20 percent of the total sold shares of the New Company, which represents the
Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the
. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its agent or as the lender or its agent , do so with an understanding
” means the Office of the Securities and Exchange Commission. Clause 2. In carrying out the securities borrowing and lending business, the business operator shall, whether acting as the borrower or its
(TSR) ( ) Derivative warrants (DW) 8.3 Others (please specify) Information to be provided under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For