ข้างต้น ส านักงานจึงเห็นควรปรับปรุงหลักการ กรณี outsource งานให้บริการระบบสนับสนุนในกรณีที่มีผู้ใช้บริการร่วมกันหลายราย เพ่ือให้ผู้ประกอบธุรกิจ ไมม่ีภาระในการ supervise ผู้ให้บริการระบบสนับสนุน รวมทั้ง
Securities and Exchange Commission, Thailand (SEC) is a state agency established by virtue of the Securities and Exchange Act B.E. 2535 (1992), with the main duties to promote, develop and supervise the Thai
supervise and develop the Thai capital market with the mission to assure a conducive environment for a fair, trustworthy, efficient, dynamic, and inclusive capital market. The SEC collaborates with relevant
agreement in Clause 6 within five business days as from the date of receiving such information and certification. Clause 11. Securities company shall supervise its personnel to comply with this Notification
in Clause 7(1); (2) as soon as possible in case of information as prescribed in Clause 7(2). 4 Clause 11 A securities company shall supervise its personnel to comply with this Notification, and
in Clause 7(1); (2) as soon as possible in case of information as prescribed in Clause 7(2). 4 Clause 11 A securities company shall supervise its personnel to comply with this Notification, and
Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or the Office and the guidelines provided by
Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or the Office and the guidelines provided by
as requested. Clause 9. In compliance with Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or
to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on the following