responsible business, (3) maintaining good corporate citizenship, and (4) promoting resilience to various risk factors and changes.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and

falsity. ?The revision of rules intends to provide more channels for investors to familiarize themselves with DW?s features and risk before making investment decision. DW has recently been introduced to

if it contains falsity.   ?The revision of rules intends to provide more channels for investors to familiarize themselves with DW?s features and risk before making investment decision. DW has

of ages, returns expectations and risk tolerance. Provident funds with employee?s choice should serve fund members? demands better than those with single investment policy. We, therefore, encourage

proposal aims to provide adequate mechanism to support the upcoming liberalization of securities business and promote new financial products which the business operators may expose to compliance risk

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับคณะเศรษฐศาสตร์ และคณะพาณิชยศาสตร์และการบัญชี จุฬาลงกรณ์มหาวิทยาลัย นำเสนอผลงานวิจัยหัวข้อ “Risk Taking Behavior during Downturn

any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for

probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client

and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the

instruments, depending upon the customers? risk appetite. Licensed underwriting firms will be permitted to underwrite overseas financial instruments in Thailand while other licensed business operators will be