disclosure of information contained in the registration statement (if any). C. Auditors Provide the names, addresses and professional qualifications (including any membership in a professional body) of the
and professional qualifications (including any membership in a professional body) of the issuer’s external auditors for the preceding two years. II. DESCRIPTION OF MTN Program A. Maximum amount and
loyalty; (2) performing duties with responsibility and deliberation as a professional and treating each investor with fairness, carefulness and circumspection by taking into account the interest of
directors and senior management. B. Corporate Secretary 1. Provide the name, professional qualifications and address of the secretary of the issuer (if any). C. Advisers 1. Provide the names and addresses of
Pass under ASEAN Capital Market Professional Mobility Framework: (a) shares listed on an ASEAN stock exchange; (b) investment units without high-risk or complex characteristics issued and offered for
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
after having been granted an approval. The required course shall be a refresher course relating to law on securities and exchange, applicable rules and regulations as well as ethics and professional