share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not
of delivering quality papers in the long run. Moreover, there must be a quality control process before releasing, while analysts must be IAA members in order to catch up with updated knowledge
to publicize researches and exchange of knowledge and experience between academics and capital market industry.
turn to share knowledge and experience relating to the setting up of similar funds in their respective countries and how to handle investor complaints and manage disputes. During the panel discussion
General investors with knowledge and understanding of SMEs and startups, having the minimum amount of income or financial status as specified by SEC, provided that they purchase these shares through an
รัฐบาลสหราชอาณาจักรและ CDP จัดงานสัมมนาออนไลน์หัวข้อ “Improved Capacity and Skills in TCFD Knowledge and Reporting” นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. กล่าวว่า “การส่งเสริมให้ผู้ประกอบธุรกิจมีการ
listed companies is an important part of the SEC?s mission. Training, workshops and knowledge-sharing on accounting issues are organized regularly for preparers of financial reports and responsible persons
(1) จัดให้มีการทดสอบความรู้เพื่อประเมินความเหมาะสมในการลงทุนหรือการทำธุรกรรม (Knowledge Test) เพิ่มเติม สำหรับการให้บริการลูกค้าที่เกี่ยวข้องกับตราสารด้อยสิทธิเพื่อนับเป็นเงินกองทุนประเภทที่ 1 ของ
requirements to emphasize the importance of corporate governance practices and corporate social responsibility and the disclosure thereof. The SEC also supports training to enhance knowledge and experiences of
legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in