effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange
Important Instructions for Completing a Complaint Form Matters under the SEC supervision 1. Matters under the SEC supervision in accordance with the governing laws. For example: · approved securities
Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset Advisory Service and Digital Asset Fund Manager https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=579 SEC Thailand’s public hearing on
asset business operators who submit their requests to SEC within https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8536 SEC Thailand’s Public Hearing on Regulatory and Supervision of Digital Asset
discussions, Mr Thawatchai Kiatkwankul, Director of the SEC ' s Accounting Supervision Department noted that any initiatives to raise quality would require collaboration between audit firms and regulators. He
environmental, social and governance (ESG) issues, and (5) To use technology and innovation to enhance developmental efficiency, supervision and investor protection appropriately in all aspects. Regarding digital
executives, namely {D} and {E} as capital market personnel for six months each starting from 29 December 2015 on the ground of being negligent with regard to supervision of the company's core work systems
negligent with regard to supervision of the company?s core work systems. Regarding the share transfer case, Auracha, then an investment consultant at AEC, was found transfering shares in the client?s
comply with the requirements accordingly. Sincerely -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Intermediaries Supervision and Development Department Telephone: 0-2263-6255 Fax: 0-2263-6446
comply with the requirements accordingly. Sincerely -signature- (Mr. Vorapol Socatiyanurak) Secretary-General Intermediaries Supervision and Development Department Telephone: 0-2263-6255 Fax: 0-2263-6446