under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification to make adjustment of provisions accordingly.
application filed under Clause 4 together with complete and correct supplementary documents, the SEC shall recommend the Minister to issue securities business license within thirty days from the date of
same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3 This Notification shall come into force on the date following its
Guidelines voluntarily and independently, without reliance on or recourse to the Sustainability Bond Guidelines, and are solely responsible for the decision to issue Sustainability Bonds. Underwriters of
specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number _______ Country of issue of Passport Issued by Issued date Expiry date CPA license number Issued by
) Elevating the e-KYC standard, which SEC would issue a guideline for the licensed entity to introduce the technology in getting to know the clients, to strengthen the assurance on their Know Your Client
sector should play a supervisory role to prevent threats to privacy and educate people for awareness of this issue. Thailand has the law governing personal information and businesses must receive
and found that the aforesaid persons jointly acted to cause BF and ASC, two related companies where Jalernrat was the director, to issue post-dated cheques to TUCC and Thai Niche, a subsidiary of TUCC
global issue and urges all stakeholders in the capital market, particularly asset owners and asset managers, to prioritize positive actions on climate change as they have the decision powers to invest
blueprint is the result of thorough analysis and re-adjustment of focus. Each issue will be explored to the core with stakeholders? interest in mind to ensure right-to-the-point, effective problem solving