actions that may be harmful to the country economy, stability, public order or morality, the SEC has the power to issue a written order instructing the board of directors, the directors or the members to
of effects/an issue that affects the interests of unitholders requires a resolution with majority or special resolution of units in that class. 2) Requesting a resolution on a matter that affects
control STARK to issue rectified financial statement, but he neglected his duties and consented to the falsification of STARK and its subsidiaries’ financial statements. Moreover, Mr. Prakorn http
issue of time-consuming process for verification of bondholders’ ownership and the lack of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7874 SEC Board approves rules governing digital asset
Office shall issue the notification to the general public stipulating the period for consideration and making order with respect to issuance of license, acceptance for registration and grant of approval
that such redemption may cause liquidity problem to the mutual fund and thus affects other unitholders. For, funds of funds and feeder funds investing in large overseas funds, however, the redemption may
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
action to obstruct the business opportunity of CPOA for trading business for biodiesel and edible oil of the Company unless agreed otherwise. The Board of Directors shall prior consider and concern the
Forms of Securities Companies dated 25 May 2004 was published in the Government Gazette Vol.120, Part 152 Ngor, Special Issue, dated 31 December 2003. The Notification of the Office of Securities and