. 62/2552 Determination for Securities Companies to Proceed with Customer Complaints   03/08/2009 01/09/2009 6. Notification of Capital Market Supervisory Board   63/2552 Rules, Conditions and Procedures

Securities and Exchange Commission throughout the approval period. I fully acknowledge that failure to proceed in accordance with this certification may lead to the SEC Office’s refusal to grant approval to

Commission throughout the approval period. I fully acknowledge that failure to proceed in accordance with this certification may lead to the SEC Office’s refusal to grant approval to other auditors of the

House shall prepare and submit one copy of their annual financial statements which have been audited and attached with an opinion by the auditor to the SEC Office and shall proceed as follows: (1

application of the law, must have clarified such issues for IFEC. As a result, the SEC has given an order today, instructing the company’s directors to proceed with a shareholders meeting as a matter of

?s Capital Market Supervisory Board (CMSB) today ordered TSFC to proceed as follows: 1. TSFC must increase its capital in the amount of not less than 279 million baht to maintain the legally required

defaults of payment, for them to have sufficient information to proceed to the next procedures more quickly.SEC has also closely following up with the operation of credit rating agencies, as well as

submitted securities trading orders through the client's account for the benefit of his own and others. In addition, such securities trading used proceed from loan whereby {B} acted as intermediary to

Discussion and Analysis EXECUTIVE SUMMARY SIGNIFICANT EVENTS New Capital Structure and Use of Proceed from IPO Regarding our IPO, we received net proceed from IPO in the amount of Baht 11,078 million composing

derivatives position remaining until the settlement date. 6. Risk from being unable to proceed with the order of futures trading of an investor for loss limitation The derivatives broker may be unable to