Forestry Criteria. The second column, ‘Example use of proceeds’, is an illustrative list of the type of projects that may be included in a Certified Climate Bond. It is not possible to include an exhaustive

comply with the relevant guidelines, laws, and regulations. In case of any change to this Personal Data Protection Policy, the SEC Office will notify you by updating its website as soon as possible. This

exposure is acceptable or not. The Client should also consider a potential of return on acquiring a position, amount of premium and transaction fees and possible losses. 3.2 Fees on Derivatives Trading Prior

possible) General Equity Fund Bond Fund Mixed Fund Feeder Fund Unlisted Index Fund Passively Managed Index Tracking Exchange-Traded Fund (ETF) Any other type, please specify

) Legal character of Hong Kong Covered Fund: __________________________________ 3) Type of Hong Kong Covered Fund: (more than one answer is possible) General Equity Fund Bond Fund Mixed Fund Feeder Fund

statistical and trend analysis based on historical data. Climate change is a dynamic and uncertain phenomenon and possible mitigation responses are also complex, with many unknowns such as the development and

retail investors brings up the issue of whether a cognitive bias is influencing their decision. • One possible explanation could be based on a misconception that at threshold prices, an up-move of one tick

identify as early as possible problems that put significant investment value at risk. If they have concerns they should seek to ensure that the appropriate members of the investee company’s board or

beneficial governance and control, good corporate governance is not possible. A sound disclosure regime was identified as critical because there is a risk that controlling beneficial owners, with large voting

. The Board of Directors, therefore, has assigned the management of the Company to conduct a study on impacts and possible solutions. Subsequently, the Board of Directors has received the result of the