indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account. (2) the client gives consent to the intermediary for
information specified under (a), (b) and (c) of direct or indirect individual account of an omnibus account to the extent that the client knows or should have known as a result of holding such omnibus account
mechanisms and regulation. The following Code of Conduct Fundam 4 These measures are the fundamentals which should be included in individual CRA codes of conduct, and the elements contained in the IOSCO CRA
with Chapter 1; (2) establishment of policies, measures, and management arrangement concerning information security in accordance with Chapter 2; (3) management of IT assets and the access control to
acquisition of the ordinary shares in S-TREK is equivalent to 51 percent of the total shares sold of S-TREK in order for the Company to have control power over S-TREK. It is hence deemed that the Company has
. Furthermore, the acquisition of the ordinary shares in S-TREK is equivalent to 51 percent of the total shares sold of S-TREK in order for the Company to have control power over S-TREK. It is hence deemed that
individual and corporate shareholders, immediately followed by a declaration of intent. • On September 24, 2018, CPN Pattaya made a tender offer to purchase the remaining shares, or 49.57% of total issued and