the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person who provide back office service
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
December 3, 2018 has a resolution to provide financial assistance to Thai Japan Laboratories Co., Ltd. which is the related company by giving long-term loans amount 25,000,000 baht ( Twenty Five Million Baht
Limited (the “Company”) would like to inform the resolution of the Board of Directors’ Meeting No. 19/2018 held on 21 December 2018 which has approved the Company to provide financial assistance to
seek to support issuers in financing environmentally sound and sustainable projects that foster a net-zero emissions economy and protect the environment. GBP- aligned issuance should provide transparent
consultant to do so. Auracha's actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct upon the client's asset, (3) use of the client's trading account to trade
was no evidence that the client had ordered the responsible investment consultant to do so. Auracha?s actions were deemed as (1) failure to perform duties or provide services honestly, (2) misconduct
and contribute positively to the SDGs. Through various practical examples, the Guidebook and the Standards provide the framework to support organizations make better decisions on various sustainability
requirements under this Notification. Clause 6 A securities company shall provide services related to selling, repurchasing and redeeming units of foreign collective investment scheme only on the approved list
the company, which will allow them to provide suggestion to improve the operations of the company in those areas. Preparer Auditor Factors Corporate Factors affecting the quality of financial statements