million baht, and 700 million baht annually for the next four years, resulting in the total amount of 3.15 billion baht under the five-year contract.  

summarized the first year’s progresses of the Capital Market Governance Promotion Initiative in four key areas, namely (1) promoting environmental responsibility, (2) promoting social responsibility, (3

in capital market business for one year and four months, starting from 23 December 2020; and            (3) {B}: his status as an approved investment consultant for Complex Financial Products Type 2

ASEAN; (2) The ASEAN Top 20 PLCs Award is given to Top 20 listed companies in ASEAN. Of this, seven companies are from Thailand, followed by five from the Philippines, four from Singapore, three from

points of the amendments are summarized accordingly: (1) Market Misconduct: categorizing the characteristics of misconduct to be clearer and applicable to wrongful acts of different natures, into four

undertakes business related to capital market for four months, effective since 4 September 2017. In the case of (5), {E} advised a client to open a mutual fund trading accounting instead of a fixed deposit

three offenders from performing duties as branch manager in the capital market business and suspended their approval as investment consultant and investment planner for four months each; {I}'s suspension

baht from such activities.  Subsequent to the case mentioned above whereas Numkrit, Chalalai, Duangduean and Rosathorn are named in the criminal complaint the SEC has filed with the DSI, these four

covers four main areas, i.e.,  fundraising, market and intermediaries, , financial products, and SEC organizational development.   Fundraising: upcoming important projects include introduction of

strongly supports this project and helps advise interested business owners regarding the advantages of going public. From the first project, four participated companies from Chonburi, Pathumthani, and