required by the announcement of Capital Market Advisory Board. 5. Listed company and its subsidiary must not have conflicts of interests (including conflict of interests toward directors, management or major

Annual Report 2003 A N N U A L R E P O R T 2 0 0 3 S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N & O F F IC E O F T H E S E C U R IT IE S A N D E X C H A N G E C O M M IS S IO N , T H A IL A N D SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2003 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND 10th and 13th-16th Fl. Diethelm Towers B, 93/1 Wireless Road, Lump...

stemming from trade conflicts between China and the US has also pressured the oil market down. However, crude oil price came under pressure during December after OPEC and their alliance came to an agreement

sufficiently store and record logs for inspection of conflicts of interest in the organization, use of information and information systems in compliance with assigned roles and responsibilities, unauthorized

จัดการความขัดแยงทางผลประโยชน (conflicts of interest) 7. ระบบการปองกันความขัดแยง ทางผลประโยชน 6. การคํานึงถึงผลประโยชนของลูกคา (clients’ interests) 2. ระบบการติดตอและใหบริการแกลูกคา 2.1 การติดตอ

bodies) to observe a moratorium on the transfer or disposal of his interest in the shares of the issuer. 11    VII. MAJOR SHAREHOLDERS, RELATED PARTY TRANSACTIONS AND CONFLICTS OF INTERESTS A. Major

Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...

conflicts of interest in the organization, use of information and information systems in compliance with assigned roles and responsibilities, unauthorized access, abnormal and/or illegal use of information

เกิดขึ้น จำกกำรท ำหน้ำท่ีผู ้ลงทุนท่ีมีควำมรับผิดชอบ อย่ำงไรก็ตำม GPIF ได้ก ำหนดกฎเกณฑ์เร่ืองกำรจัดกำร ควำมขดัแยง้ทำงผลประโยชน์ของบริษทัจดักำร (management of conflicts of interest by asset manager) ไวอ้

firms establish a set of effective policies and procedures to collect information on conflicts of interests disclosed by shareholders and top management, as well as to verify and follow-up on completeness