financial statements ended December 31, 2017, which had already been audited by the Auditor, and the Audit Committee and the Board of Directors had already reviewed them. Agenda 4 To consider the omission of
, equipments, assets and place of business of companies, financial status, customer’s trust and company’s reputation, as well as a compliance to governmental regulations. Also, it should consider to wide impacts
company’s reputation, as well as a compliance to governmental regulations. Also, it should consider to wide impacts as well. For example, for investment or encumbrance creation of mutual funds or private
who is supervised by a regulator who is located in a foreign country and has any of the following qualifications, the SEC Office shall consider that the intermediary has complied with the provisions in
supervised by a regulator who is located in a foreign country and has any of the following qualifications, the SEC Office shall consider that the intermediary has complied with the provisions in the
guideline other than that prescribed by the Office, the Office shall consider that the securities company has complied with this Notification only after the securities company demonstrate to the Office that
. In the case where the securities company complies with a guideline other than that prescribed by the Office, the Office shall consider that the securities company has complied with this Notification
operator shall submit an application form to the SEC together with the supplementing documents and evidences prescribed by the SEC. Clause 6. The SEC shall consider and issue an order relating to the
Derivatives Broker and Derivatives Dealer (No. 2), dated 8 October 2004. (Translation) -3- Clause 6. The SEC shall consider and issue an order relating to the application for derivatives business operator
the hours and days applied for. The Office shall consider and notify the result of consideration within thirty days as from the date of receipt of completed application and document evidence, unless