; (2) A prospectus shall not contain any false, exaggerating, or misleading statement. To prepare a prospectus under paragraph one, a management company may use a diagram or any other method to represent
application with the SEC Office, provided that the action taken hereto shall base upon the commission of the following offences: (a) an offence regarding dishonest acts in relation to accounting professions or
or omits to act in order to obtain unlawful gains.) Section 312 ( Director or manager permits another to commit dishonest act in the account or document) and; Section 313 (Increasing penalties for
period of not less than 3 years in connection with the commission of the following offences; dishonest acts in relation to accounting professions, an offence regarding documents or accounts as specified
commission of the following offences; dishonest acts in relation to accounting professions, an offence regarding documents or accounts as specified by Section 312 of the Securities and Exchange Act of 1992
or omits to act in order to obtain unlawful gains.) Section 312 ( Director or manager permits another to commit dishonest act in the account or document) and; Section 313 (Increasing penalties for
1 แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ (แบบ 69-ASEAN) แบบแสดงรายการขอ้มลูการเสนอขายหลักทรัพย ์ กรณีบรษัิทไทยเสนอขายหลักทรัพยใ์นไทยและประเทศกลุม่อาเซยีนพรอ้มกนัหรอืในเวลาใกลเ้คยีงกนั Registration Statement for Thai-incorporated Company to offer for sale of securities in Thailand and ASEAN member country simultaneously or in proximate period (ชือ่บรษัิททีเ่สนอขายหลักทรัพย)์ (Commercial Name of the Issuer) - ใหร้ะบลุกัษณะทีส่ าคญัของหลักทรัพยท์ีเ่สนอขาย เชน่ ประเภทหลกัทรัพย ์จ านวน ราคาเสนอขายต...
distribution of the prospectus, the information used in the advertisement shall comply with the following rules: 10 (1) containing no false, misrepresentation, exaggeration, distortion, concealment or misleading
exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of giving
securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of