and Section 50 of the Derivatives Act B.E. 2546 (2003) , Clause 5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and
and Section 50 of the Derivatives Act B.E. 2546 (2003), Clause 5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 4/2561 Re: Maintenance of Capital of Investment Advisors and
the following regulations: Clause 1. The following shall be repealed: (1) Notification of the Securities and Exchange Commission No. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of
Exchanges Act, B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 2), B.E. 2542 (1999), the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1
Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification, “investment advisory company” means a securities
) and Paragraph 1 of Section 89, in conjunction with Section 73 of the Derivatives Act B.E. 2546 (2003), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This
Market Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “ derivatives broker ” means a person
Supervisory Board under Section 6 of the Derivatives Act (No. 2) B.E. 2551 (2008) hereby issues the following regulations: Clause 1 In this Notification: “derivatives broker” means a person licensed to
in Capital Market Act B.E. 2550 (2007), the SEC Office hereby issues the following regulations: Clause 1 In this Notification: “trust” means the infrastructure trust created under the Notification of