. Period of suspension or postponement may be extended or additional conditions may be applied as the case may be. (4) Pooled fund will be allowed to record certain categories of its revenues using
standards, and corporate reform to streamline procedures and reduce compliance cost.SEC Secretary-General Rapee Sucharitakul said: ?Over the years, the investing public has experienced certain limitations
related persons. Monitoring acitivities of invested companies is also a must as sometimes regulators are not legally authorized to issue an order in certain matters.Disclosure of sufficient information is
announced by TRIS Rating. The second study revealed certain factors indicating significant turnaround financial determinants in cases of securities on turnover list, providing recommendations for improvement
legal advisor, which contained certain facts that could materially affect EARTH's rights over the two mines. The SEC therefore instructed EARTH to fully disclose such information for the public's better
information for further investigation into certain trading transactions which may be of share price manipulation nature.In the matter of counterfeit SECC share certificates which may cause damage to the trading
Bangkok, November 17, 2008 ? The SEC Board and the Capital Market Supervisory Board (CMSB), in their respective meetings No.12/2008 and No.9/2008 on November 14, resolved to relax certain rules and
same group, etc. This is to maintain investor protection suitable for potential investment risks.In this regard, there are certain requirements for trading on the SMEs Board. For example, the trading
more principle-based approach in relation to regulations on eligible assets, with an emphasis on certain characteristics of the assets, such as sufficient liquidity to meet redemption requests and
fee imposed on retail and non-retail investors was proposed in an attempt to address the issue of unfair competition in the business. Currently, certain securities firms use brokerage fee income earned