governing securities and exchange in relation to the matter of auditor in capital market, as requested by the SEC Office; Chapter 3 Termination of Approval and Other Provisions _____________________ Clause 26
Section 8 shall be vacated upon: (1) death; (2) resignation; (3) reaching the age of seventy years; (4) having the prohibited characteristics as provided in Section 9; (5) termination by the Cabinet’s
characteristics as provided in Section 9; (5) termination by the Cabinet’s resolution upon recommendation of the Minister in cases of the Chairman or by the Minister’s order upon recommendation of the SEC which has
Termination of Approval Clause 18 The approval of personnel in the capital market business shall be terminated upon occurrence of any of the following circumstances: (1) when such persons no longer have the
Futures Exchange of Thailand on 30 December 2014, and had filed an application for obtaining derivatives business license type Sor-1 prior to the termination of such Act. (11)3 a person who obtains
December 2015). 4 application for obtaining derivatives business license type Sor-1 prior to the termination of such Act. (11)3 a person who obtains agricultural derivatives business license under
December 2015). 4 application for obtaining derivatives business license type Sor-1 prior to the termination of such Act. (11)3 a person who obtains agricultural derivatives business license under
, in order for payment of debt in arrears of the client; (d) the termination of agreement. 22 As amended by the Notification of the Securities and Exchange Commission No. KorThor. 23/2549 Re: Rules
entitled to be paid by the securities company, in order for payment of debt in arrears of the client; (d) the termination of agreement. 22 As amended by the Notification of the Securities and Exchange
matter to the Office within five working days from the date of sale of such assets or the termination of contract, as the case may be, in the form as specified by the Office in advance. Clause 9. In