continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any arrangement to ensure that the relevant service provider is able to
arrangement to ensure that the relevant service UNOFFICIAL TRANSLATION provider is able to continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out
established any arrangement to ensure that the relevant service provider is able to continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out the
, Suthin and NE. Sunthon, who was an NE director, was involved in the arrangement. Case 7: Committing a fraud by misappropriating money of IEC through the transactions related to the outsourcing contract
Capital Market Supervisory Board concerning Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries
recognition of funds arrangement between Hong Kong and Thailand (“Thai Master Fund”). (m) “Hong Kong Management Company” means a corporation which is licensed or registered for Type 9 regulated activity (asset
dates on which such payments are due. 5. Describe any arrangement for transfer and any transfer restriction of the debt securities. 6. Disclose the currency the debt securities are denominated as well as
) (MB) (MB) Short-term loans from financial institutions - 250.0 (250.0) (100.0) Trade and other payables 790.8 1,341.0 (550.2) (41.0) Current portion liabilities under financial arrangement agreements
section 3 and (3) any applicable regulations regarding ACMF Pass in each Host Jurisdiction. Reciprocity arrangement is applicable under this measure. Therefore, the Framework is adopted among the Recognised