Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
Honorable Mention of the 9th NACC Integrity Awards 2019” For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at Tel: 0-2263-6246 or email: sireetho@sec.or.th
requirements of the revised regulations as well as providing guidelines for business operators accordingly. For further information and inquiries, please contact Ms. Sireethorn Civilize, Assistant Director, at
on detecting, arresting, prompt proceeding and imposing proportionate sanctions, to build trust and confidence in the capital market. SEC Assistant Secretary-General Kumpol Sontanarat gave a
director of That’so accordingly. Please be informed accordingly. Yours sincerely, (Mr.Apirak Kanchanakongkha) Assistant Managing Director
consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting
appointed or assigned by a fund management company to consider and determine the scope of investment of mutual fund, private fund or derivatives investment management; “ investment management assistant
capital market. “ license under regulatory sandbox ” means a license for establishing a securities trading center under regulatory sandbox . “ executive ” means a manager, deputy manager, assistant manager
market. “license under regulatory sandbox” means a license for establishing a securities trading center under regulatory sandbox. “executive” means a manager, deputy manager, assistant manager