e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification

Market Makers Risks Borne by Securities Companies and Management of Clients Assets In case of Internal Short.   04/09/2015    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

policy focus on cost management and internal resource management to maximize efficiency, including managing cash flow to be sufficient for business operations. The financial results of the company and its

Internal cash flow. 6. Names of directors having the interest and/or directors who are connected persons Mr. Korn Narongdej was not the management of the Company. Therefore, he was not present in the meeting

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Foreign Investors Institutions High Net Worth Investors Individuals Juristic Persons Total 595,315.51 &1#&"Tahoma"&12&KC0C0C0SEC Classification : ใช้ภายใน (Internal)

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