Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of voting rights in a
defaults of debt instrument issuers Exercise of voting rights in a shareholders’ meeting Dividend payment Fees Procedure for dissolution of mutual fund Relaxation of rules Additional rules for guaranteed
capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of defaults of debt instrument issuers Exercise of
for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement
investment management company may consult with fellow AIMC members, or exercise the voting right at the shareholders? meetings and report the voting results and any other relevant action to the clients. This
day; c. the day on which investors have the right to exercise convertible bonds or warrants. In the case where the board of directors sees a reasonable ground for the best interest of the
?SECID=9809 SEC advises listed companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or