management structure and operating system as prescribed in Clause 11 shall cover at least the following managements and systems: (1) determining strategies, policies, objectives and operational procedure
submit the application thereof. The REIT manager under the first paragraph shall be a person permitted by the SEC Office to be the REIT manager, including any person in the process of submitting an
Baht deposit account. To accommodate these changes, KBank has already put in place necessary operational procedures. Execution Proceedings Adjustment Act Amending the Civil Procedure Code (No. 30), B.E
Microsoft Word - 00. Project Unicorn - ELCLID of U - Revised Offering Price EN v2 (05122017) - clean.docx 1 (-Translation-) Ref. No. U.SET 024/2560 December 6, 2017 Subject: Notification on the Change of Details Concerning the Entire Business Transfer of Unicorn Enterprise Company Limited, Capital Increase, Issuance and Allocation of U-W3 and U-W4 Warrants, and Issuance and Offering of Newly Issued Preferred Shares to Specific Investors To: The President Stock Exchange of Thailand Enclosures: 1....
) determining an operational procedure for preventing conflicts of interest or access to inside information between work units and personnel of the intermediary; (2) supervising relevant personnel to comply with
process, incentives or rewards to employees with good performance, and management measures for employees who do not achieve the targets. Such processes are well informed to executives and employees. 4.3 The
required to report violations or any significant abnormality to the person responsible for the information security incident management without delay; (3) put in place a disciplinary process to take action