or this Notification, the Office may disapprove such application. In such case, the Office shall clearly notify the company of reasons supporting its consideration; (2) In any of the following cases
Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities and Exchange Commission, Thailand of our intention
to offer NRI CIS to non-retail investors in Thailand I/We _________________________________________________ as an operator of _____________________________________________ hereby notify the Securities
law. In addition, the Act prescribes further protection of shareholders' rights by requiring the board to notify the refusal to include the proposed matter and the reason thereof as in such
law. In addition, the Act prescribes further protection of shareholders' rights by requiring the board to notify the refusal to include the proposed matter and the reason thereof as in such
change the criteria of mutual fund rating and the sign or other symbol used in rating mutual fund , the company shall notify the Office in writing prior to the change thereof; unless the Office gives an
document of the latest two years must be available for the Office’s request or inspection. Chapter 2 Securities Trading Clause 9. Securities company shall notify its counter trader whether such offering
request or inspection. Chapter 2 Securities Trading Clause 9. Securities company shall notify its counter trader whether such offering price is a firm quotation or an indicative quotation. Clause 10. In
9. Securities company shall notify its counter trader whether such offering price is a firm quotation or an indicative quotation. Clause 10. In case where securities company offer a firm quotation
Office refuses to grant approval for any person, the applicant will be informed in writing and reasons shall also be provided. The Office may notify the applicant to clarify or submit additional documents