age. ?The SEC is becoming an adaptive regulator for the future of data-driven supervision whereby responses to change will be faster and risks exposed to investors and the financial system will be
SEC's operations comprise three perspectives, as follows: 1. Supporting accounting profession to be in line with international standards 2. Auditor supervision 3. Monitoring on financial report of
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joint effort would help to increase enforcement efficiency and prevent the use of business operators under the SEC supervision as a channel for money laundering or facilitating terrorism. This by
hearing in March 2016 on the governing principles, which covered other key issues such as supervision of exchange, restructuring and mechanism of mutual fund supervision. ?This public hearing is another
dishonest persons, money laundering and exploitation of digital assets to facilitate illegal financial transactions, while ensuring precise supervision to facilitate honest use of digital assets as a
) RegTech & SupTech: To deploy regulatory technology and supervisory technology (RegTech & SupTech) for supervision and data linkage. For example, to enable the use Electronic Know-Your-Client (E-KYC) through
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/ Prospectus For Personnels (FM/IC/IP/Analyst) Digital Assets For Listed Companies For Business Operators For Fundraisers SHARE : For More Information ContactUs Sales Conduct Supervision Department Tel. +66-2263
(IASB) Supporting Accounting Profession to be in line with International Standards Auditor Supervision Monitoring on Financial Report of Business in Capital Market Related Web Links SHARE : For More