the one who forged the client?s signature in the investment unit buying order for himself, using money that Thanjira had taken from the client?s private fund and investment unit accounts. The signature
of clients refusing to pay for SECC share purchase transactions which caused damage to brokerage firms, the SEC directed the affected companies to immediately report the impacts and actions taken to
disclose its legal risks, mark-to-market financial position, actions taken to follow the CMSB?s orders, and progress of its capital increase plan to its new creditors beforehand.The SEC had earlier ordered
during 26 November 2021 - 25 January 2022, the SEC has taken the public’s and stakeholders’ comments and suggestions into consideration to conduct another hearing to propose amendments to the PVD Act to
December 12, 2009. As for Nopakun case, the SEC, in response to investor complaint, found from a securities firm?s inspection that Nopakun admitted to having taken securities trading orders from the account
significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his daughter Benjamas before the company disclosed the
of the second quarter of 2016 would drop significantly from the preceding quarter. Jajjai had taken advantage of the information to sell 1.3 million MODERN shares through the trading account of his
capital market, as well as to allow stakeholders and business operators to voice their concerns and give comments and/or suggestions. The materials gathered from this event will be taken into consideration
SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May, I commit myself to work closely with SET on holistic approach in order to enhance
PowerPoint Presentation THE INNOVATIVE POWER FLAGSHIP OF PTT GROUP ค ำอธิบำยและ กำรวิเครำะห์ ของฝ่ำยจัดกำร (MD&A) ไตรมำสที่ 1/2561 บริษัท โกลบอล เพาเวอร์ ซินเนอร์ยี่ จ ากัด (มหาชน) ค ำอธิบำยและกำรวิ