without warning statements or warning practices are unclear. The SEC is therefore conducting this public hearing on a proposed amendment to the relevant regulations to establish a clear standard of warning

Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak

}. However, after fact examination, it was found that there was a reasonable ground to believe that the actual payment for the purchase of the land and the office building was 40 million baht, and the

According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during the months of March and October 2017, Nattapong, then a securities investment consultant at the

According to Bangkok Bank’s complaint report and SEC’s further investigation, it was found that during 22 September 2017 – 24 February 2018, {A}, then a securities investment consultant at the

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

SEC investigated further and found that Mr. Konoshita ordered Group Lease Holding Co., Ltd. (GLH), a subsidiary of GL based in Singapore, to issue loans to several foreign companies.Evidence showed that

planner 5. Other matters (if any)The SEC is therefore recommending that all JKN bondholders who wish to attend the creditors’ meeting to consider and select the rehabilitation planner submit a request using

plans. The initiative seeks to encourage listed companies to enhance their governance standards,” added SEC Secretary-General.The SEC aims for the ESG Product Platform to serve as a tool that enables

a trustee to protect digital token holders’ interests. Trustee will possess real estate or hold shares of special-purpose entity (SPV), which is a real estate owner, at no less than 75% of SPV’s