analysis, which is in line with the government's approach of making big data freely available. In the initial stage, SEC will provide two types of information, which are information on licensee or have

complex instrument type 2 suspended for two months, effective from 21 October 2019. --------------------------- *Investment consultant on complex instrument Type 2 means an investment consultant

The SEC Board and the SET Governors met on 3 August 2023 to discuss and exchange perspectives as well as viewpoints in relation to cooperative working process between the two organizations with an

violation of Section 243 (2) and liable to the penalties under Section 296 of the Securities and Exchange Act of 1992, i.e., imprisonment for a term not exceeding two years or a fine not exceeding twice the

exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying

extension of the CMO23NA bond maturity date for a period of two years, from 27 November 2023 to 27 November 2025, and consideration for approval of partial repayment of the principal of the bond by

26, 2018, the Criminal Court sentenced the accused to two years imprisonment for violating Sections 243(1)(2) and 296 of the SEA in conjunction with Section 83 of the Penal Code. Since the accused pled

Criminal Court sentenced the accused to two years imprisonment for violating Sections 243(1)(2) and 296 of the SEA in conjunction with Section 83 of the Penal Code. Since the accused pled guilty, the

bonds issued by two major issuers – Bank of Ayudhya Public Company Limited and KTB Securities (Thailand) Public Company Limited – and SEC executives

The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional